-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K6dfovMhRzGZC2KBjEjoK2fW7wiXg/Td9aLngPbe3QoiePhtJ/A7dKugl/+ZGVrw yLWhrg+Z9eHNRo7rJMbAig== 0000921530-04-000310.txt : 20040525 0000921530-04-000310.hdr.sgml : 20040525 20040525122747 ACCESSION NUMBER: 0000921530-04-000310 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040525 GROUP MEMBERS: NEON LIBERTY CAPITAL MANAGEMENT LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHINDEX INTERNATIONAL INC CENTRAL INDEX KEY: 0000922717 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 133097642 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-53133 FILM NUMBER: 04829192 BUSINESS ADDRESS: STREET 1: 7201 WISCONSIN AVE STREET 2: STE 703 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3012157777 MAIL ADDRESS: STREET 1: 7201 WISCONSIN AVE STREET 2: STE 703 CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: US CHINA INDUSTRIAL EXCHANGE INC DATE OF NAME CHANGE: 19940505 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Neon Liberty Capital Management LLC CENTRAL INDEX KEY: 0001291628 IRS NUMBER: 510436111 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: SUITE 865 CITY: NEW YORK STATE: NY ZIP: 10169 BUSINESS PHONE: (212) 983-4630 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: SUITE 865 CITY: NEW YORK STATE: NY ZIP: 10169 SC 13G 1 chindex_neon-13g51004.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CHINDEX INTERNATIONAL, INC. --------------------------- (Name of Issuer) Common Stock, $.01 par value per share -------------------------------------- (Title of Class of Securities) 169467107 --------- (CUSIP Number) May 10, 2004 ------------ (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Continued on following pages Page 1 of 6 Pages SCHEDULE 13G CUSIP No. 169467107 Page 2 of 6 Pages 1 Names of Reporting Persons I.R.S. Identification Nos. of above persons (entities only) NEON LIBERTY CAPITAL MANAGEMENT LLC 2 Check the Appropriate Box If a Member of a Group (See Instructions) a. [ ] b. [X] 3 SEC Use Only 4 Citizenship or Place of Organization DELAWARE 5 Sole Voting Power Number of 300,390 Shares Beneficially 6 Shared Voting Power Owned By 0 Each Reporting 7 Sole Dispositive Power Person 300,390 With 8 Shared Dispositive Power 0 9 Aggregate Amount Beneficially Owned by Each Reporting Person 300,390 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] 11 Percent of Class Represented By Amount in Row (9) 6.6% 12 Type of Reporting Person (See Instructions) OO Page 3 of 6 Pages Item 1(a) Name of Issuer: Chindex International, Inc. (the "Issuer") Item 1(b) Address of the Issuer's Principal Executive Offices: 7201 Wisconsin Avenue, Bethesda, MD 20814 Item 2(a) Name of Person Filing: The Statement is filed on behalf of Neon Liberty Capital Management LLC ("Neon Liberty," and/or the "Reporting Person"): This statement relates to Shares (as defined herein) held for the accounts of various Delaware limited partnerships (the "Domestic Partnerships") and offshore companies (the "International Companies"). Neon Liberty serves as the investment manager of each of the Domestic Partnerships and International Companies and by virtue of such position may be deemed to have beneficial ownership of the Shares held by the Domestic Partnerships and the International Companies. The managers of Neon Liberty are Messrs. Satyen Mehta, Alejandro Baez-Sacasa and Fang Zheng (collectively, the "Managers"). Investment decisions with regards to the portfolio securities of Neon Liberty, including the Shares, are made upon a majority vote of such Managers. As a result, none of the Managers may individually be deemed to be beneficial owners of the Shares. Item 2(b) Address of Principal Business Office or, if None, Residence: The address of the principal business office of the Reporting Person is 230 Park Avenue, Suite 865, New York, NY 10169. Item 2(c) Citizenship: Neon Liberty is a Delaware limited liability company. Item 2(d) Title of Class of Securities: Common Stock, $.01 par value per share (the "Shares"). Item 2(e) CUSIP Number: 169467107 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: This Item 3 is not applicable. Page 4 of 6 Pages Item 4. Ownership: Item 4(a) Amount Beneficially Owned: As of the date hereof, Neon Liberty may be deemed the beneficial owner of 300,390 Shares held for the accounts of the Domestic Partnerships and the International Companies. Item 4(b) Percent of Class: The number of Shares of which Neon Liberty may be deemed to beneficially own currently constitutes 6.6% of the total number of Shares outstanding (based upon information provided by the Issuer in its most recent registration statement on Form S-1 (SEC File Number 333-114996), the number of Shares outstanding was 4,543,152 as of April 26, 2004. This amount consists of A) 202,978 Shares held for the account of the Domestic Partnerships and B) 97,412 Shares held for the account of the International Companies. Item 4(c) Number of shares as to which such person has: Neon Liberty ------------ (i) Sole power to vote or direct the vote: 300,390 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 300,390 (iv) Shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class: This Item 5 is not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person: The partners of the Domestic Partnerships have the right to participate in the receipt of dividends from, or proceeds from the sale of, the securities held for the account of their respective Domestic Partnerships in accordance with their partnership interests in their respective Domestic Partnerships. The shareholders of the International Companies have the right to participate in the receipt of dividends from, or proceeds from the sale of, the securities held for the account of their respective International Company in accordance with their ownership interests in their respective International Companies. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: This Item 7 is not applicable. Item 8. Identification and Classification of Members of the Group: This Item 8 is not applicable. Item 9. Notice of Dissolution of Group: This Item 9 is not applicable. Page 5 of 6 Pages Item 10. Certification: By signing below the Reporting Person certifies that, to the best of such person's knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. Page 6 of 6 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: May 25, 2004 NEON LIBERTY CAPITAL MANAGEMENT LLC By: /s/ Alejandro Baez-Sacasa --------------------------------- Name: Alejandro Baez-Sacasa Title: Secretary -----END PRIVACY-ENHANCED MESSAGE-----